15 years in Senior Operations & Controls
role with Prudential Financial
A recognized problem solver
in the financial services industry
Proven track record of process development
& workflow optimization
SEEN IN:
RECCOMENDATIONS
Hear what people who have worked with me have to say about my results.
IN MY CURRENT & PREVIOUS ROLES, I HAVE BEEN RESPONSIBLE FOR
U4/U5 processing to assist new hires with FINRA registration and state licensing for 24 broker dealers
Partner with 24 broker dealer firms to vet candidate worthiness against compliance and regulatory requirements
Facilitate creation of job aides and training documents to improve team performance and consistency
Compiling and analyzing data to make risk based decisions in alignment with current strategic plans
Contributing to both short- and long-term organizational and operational planning and strategic plans
SOFT SKILLS
HARD SKILLS
Background screening
Onboarding
Time management
Process developmentĀ
Workflow optimization
Project management
Software & Platforms
MS Outlook
MS Word
MS Excel
MS Teams
Contact me about employment offers
While employed in a senior role with a Fortune 500 company, I’m entertaining interviews for my next role. I have flexibility in the exact end date of my current role, so for the right opportunity, I have the ability to transition immediately. *Note: I am currently interviewing with my current employer and others so, my availability may change at any time.